Key Responsibilities:
- Conduct thorough investigations on alerts generated from Transaction monitoring systems to identify unusual patterns or suspicious activity.
- Analyze client transactional behavior against expected norms and investigate inconsistencies.
- Follow up on flagged transactions and conduct due diligence to ascertain their legitimacy.
- Document findings in a clear and concise manner for review by senior compliance staff or regulatory bodies as needed.
- Coordinate with other departments to collect necessary information pertaining to customer due diligence (CDD) and enhanced due diligence (EDD).
- Maintain a current understanding of AML regulations and be able to apply them effectively in day-to-day operations.
- Participate in regular training sessions to stay updated with new regulatory requirements and best practices in AML compliance.
- Work closely with the technology team to fine-tune transaction monitoring systems for optimal performance.
Requirements:
- Bachelor’s degree in finance, accounting, criminal justice, legal studies or related field high preferred.
- On-site in our Englewood or Lakewood office
- Strong analytical skills with attention to detail and accuracy.
- Ability to work in a production environment with minimum thresholds for Key Performance Indicators (KPI) on a scorecard system.
- Familiarity with technology and ability to toggle between applications and proficiency.
- Excellent communication skills both verbal and written; ability to convey complex information clearly.
- Ability to work independently while also being a collaborative team player.
